Wednesday, December 5, 2018

Maximizing portfolio value through smart claim drafting - targeting potential infringers in method claims

Patent claims are the most important part of a patent, as the claims define the invention for which the patent holder holds an exclusive monopoly. Patent portfolio value is dependent on a variety of factors. Three very important factors are:
  • Likelihood of use of the claimed invention by attractive target companies,
  • Ease of enforcement of infringement of the patent claims, and
  • Difficulty of invalidation of the patent claims.
Typically the main driver of value of a patent portfolio is the value of the United States (US) patents. Therefore US law is pertinent. Since a US patent is valid for 20 years from the date of filing, the state of US law at the time of discovery of an alleged infringement is pertinent.

Two well-known types of patent claims are system and method claims. A system claim covers the structural features of an apparatus which has been invented. A method claim is usually a series of steps describing how an invention is to be applied. Each of these types of claims have advantages and disadvantages.

For a method claim to be infringed in the US, it is necessary for every step in the method claim to be performed. A major issue with method claims in the US is “divided” infringement, that is, where different parties perform the steps described. For ease of enforcement of infringement, it is best to avoid divided infringement by asking the following questions:
  1. Who is/are the potential infringer(s) to be targeted by the claim? 
  2. What steps are they likely or not likely to perform?
  3. How should the claim be written to cover the steps in (2)?
Here are some example implementations of this process.

Example 1: Patent revolving around a software application or “app”

To answer question 1, there is a need to determine the intended target of the claim. It would be in the best interest of the patent holder to target either
  • The producer of the app, or
  • The vendor who makes the app available for the end-user
and not the end-user.

For question 2 which concerns steps likely or unlikely to be performed, it is important to remember that the producer or vendor is unlikely to be using the app themselves. Rather the producer or vendor is likely to perform the steps of providing tools to the end-user to use the app, or enabling the end-user to perform a function via the app.  

Then to address question 3, the method claim can be written as a series of “providing” or “enabling” steps or similar. If in doubt, it may be useful to write more than one method claim. Furthermore, the drafter should revisit the specification and drawings to ensure that there is sufficient support for such method claims.

Example 2: Patent for a physical product

For question 1, it is likely that the patent holder would want to target either:
  • The manufacturer of the physical product, or
  • The vendor who makes the physical product available for the end-user,
For question 2, the manufacturer is likely to be assembling the physical product. The vendor is likely to be selling the physical product to the end-user.
  
Question 3 can then be addressed by drafting the method claim as a series of “assembling” or “providing” steps or similar. Again, if in doubt, it may be useful to draft two or more different method claims. As with example 1, the drafter should revisit the specification and drawings to ensure sufficient support.
 
Finally, it is important to remember that the fact pattern of each case may be unique. Furthermore, the future state of US patent law is uncertain and unpredictable. One mitigating strategy in the US to address both these issues is by filing continuation applications. This helps keep the family alive, and therefore adapt the claims to ever-changing patent law and to address different fact patterns and potential targets.